ACCOUNTING/FINANCE/ECONOMICS

3212-11 Stockbroking Dealer

Stockbroker

Buys and sells stocks and bonds on behalf of clients.

Skill Level:

The entry requirement for this occupation is an AQF Diploma or higher qualification or at least 3 years relevant experience. In some instances relevant experience is required in addition to the formal qualification. Registration or licensing is required.

Tasks Include:

• obtains information on securities, market conditions, government regulations and financial circumstances of clients
• interprets data from securities reports, financial periodicals and stock-quotation viewer screens
• gives information and offers advice regarding stocks, bonds, market conditions and the history and prospects of corporations
• records and transmits buy and sell orders
• calculates and records costs of transactions
• develops lists of investments for clients

Specialisations:
Trading Floor Operator (Stock Exchange)
Securities Dealer